對(duì)自學(xué)的考生來(lái)說(shuō),聽(tīng)輔導(dǎo)課是必不可少的,在網(wǎng)課老師的指導(dǎo)下,學(xué)員自己去精讀鉆研,才能加深對(duì)CFA知識(shí)的理解,牢固掌握應(yīng)考知識(shí)。體驗(yàn)免費(fèi)課程>>
  自2015年起CFA協(xié)會(huì)正式啟用第11版職業(yè)倫理Handbook,而上一版Handbook陪伴考生度過(guò)了三個(gè)年頭,那么對(duì)于新一版的職業(yè)倫理手冊(cè),究竟同舊版有哪些區(qū)別呢?
  相較第10版,第11版Handbook在內(nèi)容和結(jié)構(gòu)上都發(fā)生了重大改變。在內(nèi)容上新增了一些知識(shí)點(diǎn),新增并刪減了一些案例。同時(shí)對(duì)原有一些條款的結(jié)構(gòu)作了修正。其中IV(C) Responsibility of supervisor這一條款變動(dòng)較大。
  總體來(lái)說(shuō)新增加的部分主要強(qiáng)調(diào)隨著科技進(jìn)步,關(guān)于“社會(huì)媒體”的應(yīng)用這一方面。針對(duì)新增的知識(shí)點(diǎn),所對(duì)應(yīng)的例題也增加了不少,相信在考試上會(huì)側(cè)重于這些新內(nèi)容。同時(shí)也對(duì)某一些知識(shí)點(diǎn)進(jìn)行了補(bǔ)充,使其更加嚴(yán)密。
  例如:
  Guidance
  Members and candidates must understand theapplicable laws and regulations of the countries and jurisdictions where they engage in professional activities. These activities may include, but are not limited to, tradingof securities, providing investment advice, conducting research, or otherinvestment services. On the basis of their reasonableand good faith understanding, members and candidates must comply withthe laws and regulations that directly govern their work and its outcome and that protect the interests of the clients.
  新變動(dòng)知識(shí)點(diǎn):兩層意思,*9,強(qiáng)調(diào)了members和candidates必須理解他們從事專業(yè)工作的國(guó)家和管轄區(qū)域的法律和法規(guī)。第二,在理解的基礎(chǔ)上,members和candidates必須遵循直接監(jiān)督管理他們工作和結(jié)果的法律和法規(guī),并且保護(hù)客戶的利益。和第十版相比,大致意思不變,只是稍微詳細(xì)了一些。
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