1.申請證書時的工作經驗是如何確認的?
如果我中途跳槽了，那以前的工作經驗如何確認?難道還要去找老單位?
只需要您現(xiàn)在的雇主對你提交的工作經驗簽字認可并推薦您加入CFA協(xié)會，再加上一個CFA資格持有人推薦就可以了加入CFA協(xié)會并獲取CFA頭銜，工作經驗可以在考前、考中和考后都可以累計。
2.申請成為CFA持證人需要多少年的工作經驗?
在通過CFA三級考試后，需要4年(48個月)被認可的專業(yè)工作經驗，不論是參加CFA考試前、考試中、考試后積累的工作經驗，都是被認可的。
3.被認可的工作經驗有哪些?
認可的工作經驗包括：直接參與投資決策過程或者為投資決策過程提供支持等相關工作。
4.參見以下職位列表和相關工作經驗的描述：
職位列表舉例
職位本身的名稱不能直接決定是否被CFA協(xié)會認可，主要是日常工作中涉及到的職務內容必須50%以上和投資決策相關的才是被認可。如果所從事的工作在以下舉例的職位以外，但工作中涉及的職務內容和投資決策相關，亦可提供詳細的工作經驗給CFA協(xié)會，也是被認可的。
工作職位列表：
Accountant
Actuary
Auditor
Compliance analyst/officer
Consultant
Corporate chief financial officer
Corporate finance analyst
Client service representative or relationship manager
Derivatives analyst
Economist
Financial adviser
Financial journalist/editor
Institutional sales professional/business
development (buy and sell side)
Investment banking analyst
Investment consultant
Investment strategist
Investor relations
Mutual fund sales
Portfolio administrator
Portfolio manager
Private client investment adviser
Product/software developer
Professor/instructor
Quantitative investment or risk analyst
Real estate investment manager
Regulator
Securities trader
Securities underwriter
Security/investment analyst
Supervisor of investment firm
Valuator of closely held business
Venture capital analyst
工作經驗描述
You must spend at least 50% of your time in the investment decision-making process in order for your work experience to qualify. Keep in mind that there are no "good" or "bad" job titles. Just tell us how your experience relates to the investment decision-making process and be as descriptive as possible.
JobTitle
Work ExperienceDescription
DescriptiveEnough?
Portfolio Manager
Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and *uate client performance reports.
Yes
Rebalance portfolios; perform reporting.
No (too brief)
Securities Underwriter
Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.
Yes
My company provides risk analysis and financial planning for customers.
No (does not describe job duties
Auditor
I perform financial statement audits of investment companies and in the process test the custody and pricing of the portfolios. Used Bloomberg and learned the accounting of several security types, including equities, bonds, options, and futures.
Yes
Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.
No (does not add value to the investment decision-making process)
Quantitative Investment Analyst
As a financial engineer in an asset management company, I am responsible for *uating product development and using quantitative methods and tools to recommend asset allocations, construct portfolios, and perform derivative analysis.
Yes
My work is related to product design and quantitative analysis.
No (too brief)
Consultant
I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.
Yes
Management consulting for the financial services industry.
No (too brief)
Actuary
I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.
Yes
Support annual actuarial valuation process. Benefit calculations.
No (does not add value)