Reading5. Pearl Investment Management (A), (B), And (C)
　　The candidate should be able to:
　　a. *uate professional conduct and formulate an appropriate  response to actions that violate the Code of Ethics and Standards of  Professional Conduct;
　　b. formulate appropriate policy and procedural changes needed to assure compliance with the Code of Ethics and Standards of  Professional Conduct.
 
　　Reading 6. Asset Manger Code Of Professional Conduct
　　The candidate should be able to:
　　a.explain the ethical and professional responsibilities required by the  six components of the Asset Manager Code;
　　b. determine whether an asset manager’s practices and procedures are consistent with the Asset Manager Code;
　　c. recommend practices and procedures designed to prevent violations of the Asset Manager Code.
　　　
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　　報(bào)考指南：2015年CFA考試備考指南
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