Reading 7: Super Selection
The candidate should be able to:
a. *uate the practices and policies presented;
b. explain the appropriate action to take in response to conduct that violates the CFA Institute Code of Ethics and Standards of Professional Conduct.
Reading 8: Trade Allocation: Fair Dealing and Disclosure
The candidate should be able to:
a. *uate trade allocation practices, and determine whether they comply with the CFA Institute Standards of Professional Conduct addressing fair dealing and client loyalty;
b. describe appropriate actions to take in response to trade allocation practices that do not adequately respect client interests.
Reading 9. Changing Investment Objectives
The candidate should be able to:
a. *uate the disclosure of investment objectives and basic policies, and determine whether they comply with the CFA Institute Standards of Professional Conduct;
b. describe appropriate actions needed to ensure adequate disclosure of the invest-ment process.